Company Information

Conexim Regulation

Conexim Advisors Ltd. is regulated by the Central Bank of Ireland under Regulation 11 (1) of the European Communities (Markets in Financial Instruments) Regulations 2007, and as an insurance intermediary under the European Communities (Insurance Mediation) Regulations, 2005 (as amended).

The Financial Service Provider Profile for Conexim with the Central Bank is provided here: Central Bank Register.

The firm is authorised to provide the following services and with the following instruments.

Investment Services (MiFID)
1.1. Receiving/transmitting orders
1.4. Portfolio management
1.5. Investment advice

Ancillary Services (MiFID)
2.4. F/X re Investment Services
2.5. Research

Investment Business Services (IIA)
(f) Deposit Agent/Broker

Financial Instruments (MiFID)
1. Transferable securities
2. Money market instruments
3. Unit/Shares in UCITS
4. Units in a unit trust
5. Shares in an Inv Co.
6. Capital Contributions to an ILP
7. Units in a CCF
10. Financial CFDs
(8A) Securities, currencies, interest rates or yields etc.
(8B) Commodities that must be settled in cash etc.
(8C) Commodities that can be physically settled etc.
(8E) Climatic variables, freight rates, emission allowances etc.

Investment Instruments (IIA)
(kk) Tracker Bonds
(m) Insurance Policies
(n) PRSAs

Privacy Notice

This privacy notice explains when and why Conexim collects personal information, how it is used, the condition under which it may be disclosed to others and how it is kept secure. This privacy policy was last updated on the 25th May 2018, and may be updated periodically.

Conexim approach to Data Privacy

In order to provide clients, intermediaries, Trustees and other market participants with our Services, Conexim is required to control personal data for clients, intermediaries and other parties with whom we provide services to, or receive services from.

Conexim is committed to protecting and respecting your privacy. Conexim has adopted the principle of Privacy by Design and has reviewed and appropriately modified our business processes to comply with this element of the GDPR.

Our full privacy notice is attached here: CX Privacy Notice – 25th May 2018

Top 5 Trading Venues

MiFID II Regulatory Technical Standard number 28 (‘RTS 28’) requires that investment firms must publish on an annual basis, information on the top five execution venues used to execute client orders in MiFID II financial instruments.

Types of venues included are: trading venues, systematic internalisers, market makers and other liquidity providers. The information shows in percentages how trade consideration, and order count was split between those ‘top five’ venues. It also shows in percentages how many orders were ‘passive’ (entered into a ‘order book’ that provided liquidity) and how many orders were ‘aggressive’ (entered into an ‘order book’ that took liquidity).

Under the Model B arrangement Conexim have with Pershing Securities International Limited, Conexim transmits orders for execution to Pershing for execution for our retail clients where Pershing also provide those clients with custody services, as Conexim does not execute the orders for you directly.

Therefore, the up to date data required under RTS 28 may be found on Pershing’s website, at http://www.pershing.com/uk/en/about/topics/mifid-ii-rts-28-report

If you should have any questions around this, please contact Conexim and request further details on this from the Compliance Officer.